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Namik Beganovic

Rbc Rochdale, LLC

New York, NY

Beverly Hills, CA

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-29
  • CA RA
    APPROVED
    Since 2024-01-29

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

400 N Roxbury Dr 6Th Floor, Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Oakbrook Terrace IL 12/2014 10/2016
Morgan Stanley Chicago IL 10/2016 04/2022
Cnr Securities, Llc Beverly Hills CA 01/2024 Present
Cortland Valuation Group, Inc San Diego CA 04/2022 04/2023
N/A San Diego CA 05/2023 12/2023
  • 12/2014 → 10/2016
    Ubs Financial Services, Inc.
    Oakbrook Terrace, IL
  • 10/2016 → 04/2022
    Morgan Stanley
    Chicago, IL
  • 01/2024 → Present
    Cnr Securities, Llc
    Beverly Hills, CA
  • 04/2022 → 04/2023
    Cortland Valuation Group, Inc
    San Diego, CA
  • 05/2023 → 12/2023
    N/A
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
  • S66 Uniform Combined State Law Examination
    2015-12-28

View on SEC IAPD

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