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Kapongo Dale Mbambi

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Plano TX 04/2026 Present
Vanguard Marketing Corporation Plano TX 04/2026 Present
Vanguard Advisers, Inc. Plano TX 04/2026 Present
Genus Plc Fort Worth TX 09/2025 01/2026
Tarleton State University Fort Worth TX 08/2017 08/2019
Mbambi Holdings Llc Fort Worth TX 12/2025 Present
Self-Employed Fort Worth TX 01/2019 Present
First Command Financial Services Fort Worth TX 05/2022 01/2025
Nch Irving TX 02/2020 05/2022
Curt Mfg Irving TX 05/2016 08/2017
Neovia Logistics Irving TX 08/2017 01/2020
Mass Mutual Life Insurance Company Dallas TX 12/2024 01/2026
Mass Mutual Dallas TX 12/2024 01/2026
  • 04/2026 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 04/2026 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 04/2026 → Present
    Plano, TX
  • 09/2025 → 01/2026
    Genus Plc
    Fort Worth, TX
  • 08/2017 → 08/2019
    Tarleton State University
    Fort Worth, TX
  • 12/2025 → Present
    Mbambi Holdings Llc
    Fort Worth, TX
  • 01/2019 → Present
    Self-Employed
    Fort Worth, TX
  • 05/2022 → 01/2025
    First Command Financial Services
    Fort Worth, TX
  • 02/2020 → 05/2022
    Nch
    Irving, TX
  • 05/2016 → 08/2017
    Curt Mfg
    Irving, TX
  • 08/2017 → 01/2020
    Neovia Logistics
    Irving, TX
  • 12/2024 → 01/2026
    Mass Mutual Life Insurance Company
    Dallas, TX
  • 12/2024 → 01/2026
    Mass Mutual
    Dallas, TX
Previous Registrations
Other Businesses

NAME OF BUSINESS: MBAMBI HOLDINGS LLC INVESTMENT-RELATED ADDRESS: FORT WORTH, TX NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: SELF-EMPLOYED INVESTMENT-RELATED ADDRESS: FORT WORTH, TX NATURE OF BUSINESS: REAL ESTATE POSITION: CONTRACTED WITH RELOCITY REAL ESTATE START DATE: 01/2019 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
S63 Uniform Securities Agent State Law Examination 2014-04-12
  • S66 Uniform Combined State Law Examination
    2024-09-06
  • S63 Uniform Securities Agent State Law Examination
    2014-04-12
Other Names
  • Dale Mbambi
  • Kapongo D Mbambi
  • Kapongo Mbambi

View on SEC IAPD

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