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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-01-01 |
| IL | RA | APPROVED | 2021-10-25 |
Branch Locations
1807 W Diehl Rd #105M, Naperville, IL 60563-1890 • United States
6035 N Knoxville Ave Ste 104, Peoria, IL 61614 • United States
One Northfield Plaza Ste 300, Northfield, IL 60093 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
1807 W. Diehl Road, Suite 105M, Naperville, IL 60563 • United States
6035 N Knoxville Ave Ste 104, Peoria, IL 61614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities Llc | Ann Arbor | MI | 06/2014 | 12/2017 |
| Sequoia Premier Partners | Naperville | IL | 05/2011 | Present |
| Strategic Tax Partners | Naperville | IL | 11/2010 | Present |
| Lpl Financial, Llc | Naperville | IL | 12/2017 | Present |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 12/2017 | Present |
1. 12/15/2017 - STRATEGIC TAX PARTNERS/ TAX PREP, ACCOUNTING, CPA/ 5%/ NAPERVILLE, IL 2. 12/20/2017 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - start date 12/2017 - 60 hours per month/15 hours during securities trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/6/2018 - Sequoia Premier Partners - Investment Related - Outside/W-2 Employment - Vice-President - Start Date: 08/15/2014 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 1/23/2020 - TWG Wealth Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2020 - 100 Hours Per Month/7 Hours During Securities Trading. 5. 01/31/2022 - Jeffrey Kochan - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/02/2011 - 10 Hours Per Month/0 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
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