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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-04-26 |
Branch Locations
1817 Commons North Dr, Tuscaloosa, AL 35406 • United States
Northport, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James | Tuscaloosa | AL | 09/2013 | 01/2018 |
| Pnc Investments | Northport | AL | 01/2018 | 10/2018 |
| Raymond James Financial Services, Inc | Tuscaloosa | AL | 10/2008 | 04/2023 |
| Raymond James Financial Services Advisors Inc. | Tuscaloosa | AL | 10/2018 | 04/2023 |
| Smartbank Investment Services/Raymond James | Tuscaloosa | AL | 10/2018 | 04/2023 |
| Smartbank | Tuscaloosa | AL | 10/2018 | 04/2023 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-13 |
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