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Yupeng Fu

Modern Capital Advisors, LLC

Raleigh, NC

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Current Employers
Modern Capital Advisors, Llc

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-31
VA RA APPROVED 2022-03-31
FL RA APPROVED 2016-10-04
  • CA RA
    APPROVED
    Since 2022-03-31
  • VA RA
    APPROVED
    Since 2022-03-31
  • FL RA
    APPROVED
    Since 2016-10-04

Branch Locations

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Partners Financial Services, Llc Bakersfield CA 01/2014 01/2017
Liberty Partners Capital Management, Llc Bakersfield CA 09/2016 Present
Liberty Partners Financial Services, Llc Wellington FL 03/2018 Present
  • 01/2014 → 01/2017
    Liberty Partners Financial Services, Llc
    Bakersfield, CA
  • 09/2016 → Present
    Liberty Partners Capital Management, Llc
    Bakersfield, CA
  • 03/2018 → Present
    Liberty Partners Financial Services, Llc
    Wellington, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-06
S63 Uniform Securities Agent State Law Examination 2014-04-11
  • S65 Uniform Investment Adviser Law Examination
    2016-08-06
  • S63 Uniform Securities Agent State Law Examination
    2014-04-11
Designations
Other Names
  • Frank Fu

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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