Timothy M Platt

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 06/2021
  Equitable Advisors, Llc
  New York, NY
• 09/2020 → 09/2022
  Amazon.cOm
  Durham, NC
• 04/2020 → 09/2020
  Spectrum
  Durham, NC
• 06/2019 → 04/2020
  Unemployed
  Asheville, NC
• 01/2019 → 06/2019
  Aerotek
  Winston Salem, NC
• 07/2018 → 12/2018
  Unemployed
  Islip Terrace, NY
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 11/2022 → 12/2024
  Unc School System/North Carolina Central University
  Durham, NC
• 08/2021 → 07/2023
  Doordash
  Raleigh-Durham, NC
• 01/2020 → 01/2023
  Leo4Durham
  Durham, NC
• 08/2024 → Present
  Winston Salem State University
  Winston-Salem, NC
• 05/2016 → 07/2018
  Momentum Advisors
  New York, NY
• 01/2019 → 06/2019
  Sheffield Financial
  Winston-Salem, NC
• 02/2024 → 07/2024
  Rps Holdings
  Raleigh, NC
• 09/2019 → 11/2019
  Spirit Halloween Superstores, Llc
  Raleigh, NC
• 08/2022 → 10/2022
  People 2.0 Global Inc
  Durham, NC
• 03/2025 → Present
  Bank Of America, N.A.
  Raleigh, NC

Previous Registrations

• 2021-04-19 → 2021-07-12
  Equitable Advisors, Llc
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2025-03-31
• S63 Uniform Securities Agent State Law Examination
  2021-04-02
• S65 Uniform Investment Adviser Law Examination
  2019-07-16

Other Names

• Tim Platt
• Timothy Michael Platt