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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| CA | RA | APPROVED | 2021-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | La Verne | CA | 08/2013 | 06/2017 |
| Jp Morgan Chase Bank | La Verne | CA | 11/2012 | 06/2017 |
| Jp Morgan Chase Bank Na | Chino Hills | CA | 06/2017 | 11/2021 |
| Jp Morgan Securities Llc | Chino Hills | CA | 06/2017 | 11/2021 |
| J.P. Morgan Securities Llc | Chino Hills | CA | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Chino Hills | CA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-06 |
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