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Arpy Montu Raval

Shah Wealth Advisors

Chino Hills, CA

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Current Employers
Shah Wealth Advisors

14778 Pipeline Avenue Suite A, Chino Hills, CA 91709 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-02
  • CA RA
    APPROVED
    Since 2026-04-02

Branch Locations

14778 Pipeline Avenue Suite A, Chino Hills, CA 91709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ar Financial Planning La Verne CA 10/2014 11/2017
National Planning Corporation El Segundo CA 03/2015 11/2017
Lpl Financial Llc Claremont CA 11/2017 04/2022
Ameriprise Financial Services, Llc Chino Hills CA 05/2022 04/2026
Shah Wealth Advisors, Llc Chino Hills CA 04/2026 Present
  • 10/2014 → 11/2017
    Ar Financial Planning
    La Verne, CA
  • 03/2015 → 11/2017
    National Planning Corporation
    El Segundo, CA
  • 11/2017 → 04/2022
    Lpl Financial Llc
    Claremont, CA
  • 05/2022 → 04/2026
    Ameriprise Financial Services, Llc
    Chino Hills, CA
  • 04/2026 → Present
    Shah Wealth Advisors, Llc
    Chino Hills, CA
Previous Registrations
  • 2022-06-03 → 2026-04-09
    Ameriprise Financial Services, Llc
    Chino Hills, CA
    La Verne, CA
  • 2017-11-29 → 2020-10-08
    Lpl Financial Llc
    Claremont, CA
    Claremont, CA
  • 2016-03-04 → 2017-11-29
    National Planning Corporation
    West Covina, CA
    La Verne, CA
    Claremont, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    2015-09-02
Designations
Other Names
  • Arpy Viren Pancholi
  • Arpy Raval

View on SEC IAPD

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