Arpy Montu Raval

Employer firm

Shah Wealth Advisors CRD 340644

$606M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2017
  Ar Financial Planning
  La Verne, CA
• 03/2015 → 11/2017
  National Planning Corporation
  El Segundo, CA
• 11/2017 → 04/2022
  Lpl Financial Llc
  Claremont, CA
• 05/2022 → 04/2026
  Ameriprise Financial Services, Llc
  Chino Hills, CA
• 04/2026 → Present
  Shah Wealth Advisors, Llc
  Chino Hills, CA

Previous Registrations

• 2022-06-03 → 2026-04-09
  Ameriprise Financial Services, Llc
  Chino Hills, CA
  La Verne, CA
• 2017-11-29 → 2020-10-08
  Lpl Financial Llc
  Claremont, CA
  Claremont, CA
• 2016-03-04 → 2017-11-29
  National Planning Corporation
  West Covina, CA
  La Verne, CA
  Claremont, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-09-02

Designations

• Certified Financial Planner

Other Names

• Arpy Viren Pancholi
• Arpy Raval