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14778 Pipeline Avenue Suite A, Chino Hills, CA 91709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
14778 Pipeline Avenue Suite A, Chino Hills, CA 91709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chino Hills | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chino Hills | CA | 03/2020 | 04/2026 |
| Shah Wealth Advisors, Llc | Chino Hills | CA | 04/2026 | Present |
| Simplicity Investments | Summit | NJ | 04/2026 | Present |
1.) SHAH WEALTH ADVISORS - 4/2/26 - 14778 Pipeline Avenue, Chino Hills, CA 91709 - CEO/Lead Financial Advisor, Client advice & portfolio mgmt, Invt Rel, RA business, 160 hrs/mo; 80 hrs/mo (during trading hours). 2.) NRPS LLC - 12/15/23 - 3282 Carriage House Drive, Chino Hills, CA 91709 - Member, Transfer business expenses, Not Invt Rel, Business expense management, 1 hr/mo; 0 hrs/mo (during trading hours). 3.) SPRIN LLC - 10/1/2011 - 14778 Pipeline Avenue, Chino Hills, CA 91709 - Investor, Investor, Not Invt Rel, Commercial real estate investment, 1 hr/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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