Siddharth Pravin Shah

Employer firm

Shah Wealth Advisors CRD 340644

$606M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Chino Hills, CA
• 03/2020 → 04/2026
  Ameriprise Financial Services, Llc
  Chino Hills, CA
• 04/2026 → Present
  Shah Wealth Advisors, Llc
  Chino Hills, CA
• 04/2026 → Present
  Simplicity Investments
  Summit, NJ

Previous Registrations

• 1997-12-15 → 2026-04-09
  Ameriprise Financial Services, Llc
  Chino Hills, CA
  Diamond Bar, CA
  Glendora, CA
  Chino Hills, CA

Other Businesses

1.) SHAH WEALTH ADVISORS - 4/2/26 - 14778 Pipeline Avenue, Chino Hills, CA 91709 - CEO/Lead Financial Advisor, Client advice & portfolio mgmt, Invt Rel, RA business, 160 hrs/mo; 80 hrs/mo (during trading hours). 2.) NRPS LLC - 12/15/23 - 3282 Carriage House Drive, Chino Hills, CA 91709 - Member, Transfer business expenses, Not Invt Rel, Business expense management, 1 hr/mo; 0 hrs/mo (during trading hours). 3.) SPRIN LLC - 10/1/2011 - 14778 Pipeline Avenue, Chino Hills, CA 91709 - Investor, Investor, Not Invt Rel, Commercial real estate investment, 1 hr/mo; 0 hrs/mo (during trading hours).

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-13

Other Names

• Sidd Shah
• Siddharth Shah