Best Investors Account Sign in

Robert Gene Lee

Citigroup Global Markets Inc.

Chino Hills, CA

West Covina, CA

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-02
  • CA RA
    APPROVED
    Since 2017-05-02

Branch Locations

Citi Wealth Management, Supervision 14808 Pipeline Ave, Suite 101, Chino Hills, CA 91709 • United States

West Covina, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Glendale CA 06/2012 Present
Previous Registrations
  • 2010-03-02 → 2010-04-29
    Afa Advisor Services Llc
    Calabasas, CA
    Calabasas, CA
  • 2005-04-29 → 2007-05-18
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S66 Uniform Combined State Law Examination
    2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
SHAH WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

KRISTI HWA KIM
Sichen Li
Siddharth Pravin Shah
MARIA Y OJEDA PARTIDA
ARPY MONTU RAVAL
Nihar Shah
WEIHSIUNG LIANG
SUZANNE WONG

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Chino Hills, CA
EDWARD JONES · CHINO HILLS, CA
SHAH WEALTH ADVISORS · CHINO HILLS, CA
CETERA INVESTMENT ADVISERS LLC · CHINO HILLS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHINO HILLS, CA
J.P. MORGAN SECURITIES LLC · CHINO HILLS, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Chino, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Chino, CA

More in Chino Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor