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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-04-12 |
Branch Locations
875 3Rd Ave Fl 23, New York, NY 10022 • United States
Easthampton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret Grant | Syracuse | NY | 09/2013 | 04/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2019 | 10/2019 |
| Northwestern Mutual Investment Services Llc | Springfield | MA | 06/2019 | 01/2022 |
| David Bonomi | Springfield | MA | 10/2019 | 01/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2020 | 01/2022 |
| Matthew Prunier | Newburyport | MA | 02/2022 | Present |
| Nicole Prunier | Newburyport | MA | 02/2022 | Present |
| Northwestern Mutual Investment Services Llc | Newburyport | MA | 03/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2022 | Present |
1. OWNER, THE KING OF EASTHAMPTON LLC, LEGAL ENTITY, START DATE: 10/27/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2. OWNER, TIDE CHICKEN, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/27/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5' ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-22 |
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