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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-10 |
| NY | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED | 2025-01-10 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 09/2013 | 11/2016 |
| Block 853621 Llc | Barnegat | NJ | 01/1988 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2016 | 01/2025 |
| Jpmorgan Securities Llc | New York | NY | 11/2016 | 01/2025 |
| Morgan Stanley Smith Barney Llc | New York | NY | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2025 | Present |
BLOCK 853621 LLC / MANAGER / BARNEGAT, NJ / INVESTMENT RELATED / START OCTOBER 2000 / 3 HOURS DEVOTED MONTHLY 0 0 DURING TRADING HOURS / HOME IMPROVEMENTS. *628010 - atlas construction consultants 853 llc; Investment Related - Yes; colts neck, New York; Construction/Engineering; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2001; During Business Hours: 0; After Business Hours: 3; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-08 |
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