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Tae Yun Kim Oak

J.P. Morgan Securities LLC

Danville, CA

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-28
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-06-12
CA RA APPROVED 2017-05-16
  • OH RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • CA RA
    APPROVED
    Since 2017-05-16

Branch Locations

661 San Ramon Valley Blvd, Danville, CA 94526 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sf Sentry Securities, Inc. San Francisco CA 11/2014 10/2016
B|O|S San Francisco CA 10/2016 03/2017
Jpmorgan Chase Bank Na San Francisco CA 05/2017 Present
Jpmorgan Securities Llc San Francisco CA 05/2017 Present
  • 11/2014 → 10/2016
    Sf Sentry Securities, Inc.
    San Francisco, CA
  • 10/2016 → 03/2017
    B|O|S
    San Francisco, CA
  • 05/2017 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 05/2017 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
Previous Registrations
  • 2016-10-28 → 2017-05-02
    B|O|S
    San Francisco, CA
  • 2016-03-21 → 2016-10-13
    San Francisco Sentry Investment Group
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
  • S66 Uniform Combined State Law Examination
    2016-03-21
Other Names
  • Tae Yun Kim
  • Tae K. Oak
  • Tae Kim Oak

View on SEC IAPD

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