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Haroon Sattari

Rbc Securities, Inc

Las Vegas, NV

Oakland, CA

San Francisco, CA

Walnut Creek, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-27
  • CA RA
    APPROVED
    Since 2019-02-27

Branch Locations

10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States

Oakland, CA • United States

150 California St 12Th Floor, San Francisco, CA 94111 • United States

2001 North Main Street 1St Floor, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank, N.A. San Francisco CA 09/2013 02/2019
Citigroup Global Markets Inc. San Francisco CA 09/2013 02/2019
Rbc Securities, Inc Walnut Creek CA 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-04
  • S66 Uniform Combined State Law Examination
    2014-02-04

View on SEC IAPD

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