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Benjamin Lucas

Schwab Wealth Advisory, Inc.

San Diego, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-31
  • CA RA
    APPROVED
    Since 2025-10-31

Branch Locations

11988 El Camino Real Suite 550, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunham & Associates Investment Counsel, Inc. San Diego CA 04/2015 05/2022
Dunham & Associates Investment Counsel, Inc. San Diego CA 05/2022 10/2025
Schwab Wealth Advisory Inc San Diego CA 10/2025 Present
Charles Schwab & Co., Inc. San Diego CA 10/2025 Present
  • 04/2015 → 05/2022
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
  • 05/2022 → 10/2025
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
  • 10/2025 → Present
    Schwab Wealth Advisory Inc
    San Diego, CA
  • 10/2025 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-04
  • S66 Uniform Combined State Law Examination
    2015-02-04
Designations
Other Names
  • Benjamin Lucas
  • Benjamin James Lucas

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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