Adam Gregory Dorfman

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-05
NJ	RA	APPROVED	2014-11-10

TX RA
APPROVED_RES

Since 2024-02-05
NJ RA
APPROVED

Since 2014-11-10

Branch Locations

3175 State Hwy 10 Suite 900, Denville, NJ 07834 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Denville	NJ	10/2014	Present

10/2014 → Present

Wells Fargo Advisors Financial Network, Llc

Denville, NJ

Previous Registrations

2014-04-21 → 2014-09-25

Wells Fargo Clearing Services, Llc

Fairfield, NJ

Other Businesses

FENCING COACH; NON-INV; RANDOLPH, NJ; ASSISTANCE COACH; START: 12/01/2014; HOURS: 40 PER MONTH - 0 DURING TRADING; DUTIES: COACHING HIGH SCHOOL FENCING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-18

S66 Uniform Combined State Law Examination

2014-04-18

Other Names

Adam Dorfman

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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