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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-04 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 09/2009 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 11/2016 | Present |
Entity Name: self - single family home purchased for rental Investment related: Y Address: Montgomery, TX 77356 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/10/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: no job, just purchasing a single family rental property Entity Name: self - single family home purchased for rental Investment related: Y Address: 16868 West Juneau, Montgomery, TX 77038 Nature of the other business: Rental Property Position/Title/Relationship: Owner Start Date: 02/12/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Purchasing single family rental property Entity Name: THE CENTER FOR HEARING AND SPEECH FOUNDATION Investment related: Yes Address: 1417 Houston Ave. Houston, TX 77007 www.centerhearingandspeech.org Nature of the other business: The Foundation's purpose is to oversee the investment of endowment funds of The Center for Hearing and Speech (CHS). Position/Title/Relationship: Trustee Start Date: 06-Aug-2020 Approximate # of hours a month: 1 meeting per quarter (1-2 hrs) plus occassional special meetings or phone calls Approximate # of hours during securities trading hours: about 2-4 hours per quarter Briefly describe your duties: I would be expected to attend meetings, particpate in discussions, and vote on the portfolio allocation suggested by the firm hired as investment consultant.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-10-26 |
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