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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Retail Banking 90 Park Avenue, New York, NY 10016 • United States

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Tuckahoe, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 10/2015 Present
  • 10/2015 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2010-10-14 → 2015-11-27
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-13
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S65 Uniform Investment Adviser Law Examination
    2010-10-13
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12

View on SEC IAPD

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