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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-03-05
  • SC RA
    APPROVED
    Since 2018-03-05

Branch Locations

1 Cool Blow St Ste 321, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc North Charleston SC 10/2013 03/2017
Mml Investors Services, Llc Charleston SC 03/2017 Present
Massmutual Life Insurance Company Charleston SC 07/2016 Present
  • 10/2013 → 03/2017
    Metlife Securities Inc
    North Charleston, SC
  • 03/2017 → Present
    Charleston, SC
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Charleston, SC
Other Businesses

(1) NAME: SOUTH ATLANTIC FINANCIAL GROUP INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - SHARE IN FIXED PRODUCT COMMISSIONS POSITION: OTHER - ROLE WILL FACILITATE THE ABILITY TO SHARE IN FIXED PRODUCT COMMISSIONS START DATE: 02/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: AFFLUENCE FINANCIAL GROUP LLC INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - EXPENSE PAYING POSITION: MEMBER START DATE: 04/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: AFFLUENCE CONSULTING GROUP LLC INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - CONSULTANT FEES / EXPENSE TRACKING POSITION: MEMBER START DATE: 05/01/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: NEW YORK LIFE INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: BOLI (BANK-OWNED LIFE INSURANCE) POSITION: SALES/ AGENT START DATE: 11/08/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (5) NAME: SIB INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: REFERRAL FOR SIB - FIXED COST REDUCTION FOR BUSINESSES POSITION: AGENT START DATE: 07/01/2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (6) NAME: HILB, INV REL: Y, ADD: 1 COOL BLOW ST, STE 321, CHARLESTON, SC 29403 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 05/01/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-23
S63 Uniform Securities Agent State Law Examination 2013-11-11
  • S65 Uniform Investment Adviser Law Examination
    2018-02-23
  • S63 Uniform Securities Agent State Law Examination
    2013-11-11
Other Names
  • Alex Craig Mitchum
  • Alexander Mitchum
  • Alex C Mitchum
  • Alex Mitchum

View on SEC IAPD

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