Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-03-05 |
Branch Locations
1 Cool Blow St Ste 321, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | North Charleston | SC | 10/2013 | 03/2017 |
| Mml Investors Services, Llc | Charleston | SC | 03/2017 | Present |
| Massmutual Life Insurance Company | Charleston | SC | 07/2016 | Present |
(1) NAME: SOUTH ATLANTIC FINANCIAL GROUP INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - SHARE IN FIXED PRODUCT COMMISSIONS POSITION: OTHER - ROLE WILL FACILITATE THE ABILITY TO SHARE IN FIXED PRODUCT COMMISSIONS START DATE: 02/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: AFFLUENCE FINANCIAL GROUP LLC INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - EXPENSE PAYING POSITION: MEMBER START DATE: 04/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: AFFLUENCE CONSULTING GROUP LLC INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: OTHER - CONSULTANT FEES / EXPENSE TRACKING POSITION: MEMBER START DATE: 05/01/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: NEW YORK LIFE INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: BOLI (BANK-OWNED LIFE INSURANCE) POSITION: SALES/ AGENT START DATE: 11/08/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (5) NAME: SIB INV REL: Y ADD: 1 COOL BLOW ST. SUITE 321 CHARLESTON SC 29403 NATURE: REFERRAL FOR SIB - FIXED COST REDUCTION FOR BUSINESSES POSITION: AGENT START DATE: 07/01/2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (6) NAME: HILB, INV REL: Y, ADD: 1 COOL BLOW ST, STE 321, CHARLESTON, SC 29403 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 05/01/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
Reach out to this advisor