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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-20 |
| PA | RA | APPROVED | 2022-05-17 |
| TX | RA | APPROVED | 2022-05-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Hackettstown | NJ | 04/2014 | 04/2017 |
| Pnc Investments | Pittsburgh | PA | 04/2014 | 04/2017 |
| Bank Of America, N.A. | Butler | NJ | 04/2017 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Butler | NJ | 04/2017 | 05/2022 |
| J.P. Morgan Securities Llc | Fairfield | NJ | 05/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Fairfield | NJ | 05/2022 | Present |
| Pnc Bank | Pen Argyl | PA | 03/2006 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-05 |
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