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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-03-08 |
Branch Locations
7910 W Tropical Pkwy. Suite 120, Las Vegas, NV 89149 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Las Vegas | NV | 10/2015 | 09/2023 |
| Charles Schwab & Co., Inc. | Las Vegas | NV | 08/2023 | 01/2024 |
| Charles Schwab Bank, Ssb | Las Vegas | NV | 09/2023 | 01/2024 |
| Charles Schwab Independent Branch Services | Las Vegas | NV | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-03 |
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