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Brent Walter Ure

Charles Schwab & Co., Inc.

Las Vegas, NV

CRD 6244760

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-03-08
  • NV RA
    APPROVED
    Since 2024-03-08

Branch Locations

7910 W Tropical Pkwy. Suite 120, Las Vegas, NV 89149 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Las Vegas NV 10/2015 09/2023
Charles Schwab & Co., Inc. Las Vegas NV 08/2023 01/2024
Charles Schwab Bank, Ssb Las Vegas NV 09/2023 01/2024
Charles Schwab Independent Branch Services Las Vegas NV 02/2024 Present
  • 10/2015 → 09/2023
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 08/2023 → 01/2024
    Las Vegas, NV
  • 09/2023 → 01/2024
    Charles Schwab Bank, Ssb
    Las Vegas, NV
  • 02/2024 → Present
    Charles Schwab Independent Branch Services
    Las Vegas, NV
Previous Registrations
  • 2023-08-21 → 2024-01-10
    Las Vegas, NV
    Henderson, NV
  • 2015-11-19 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
  • 2015-11-19 → 2022-10-14
    Td Ameritrade, Inc.
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
  • 2014-02-13 → 2015-11-03
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-03
  • S66 Uniform Combined State Law Examination
    2014-02-03
Other Names
  • Brent Walter Ure
  • Brent Walter Ure
  • Brent Ure

View on SEC IAPD

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