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Kimberly A Clausen

Edward Jones

Winona, MN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-30
MN RA APPROVED 2022-09-29
WI RA APPROVED 2022-09-29
  • TX RA
    APPROVED
    Since 2022-11-30
  • MN RA
    APPROVED
    Since 2022-09-29
  • WI RA
    APPROVED
    Since 2022-09-29

Branch Locations

157 W 3Rd Street, Winona, MN 55987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2013 06/2019
Northwestern Mutual Investment Services, Llc Onalaska WI 09/2014 07/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 06/2019
Trevor Erickson Sparta WI 07/2019 07/2021
Mark Erickson Sparta WI 07/2019 07/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2019 07/2021
Holmen Parks And Rec Onalaska WI 09/2019 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2021 09/2022
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2021 09/2022
Edward Jones St. Louis MO 09/2022 Present
  • 09/2013 → 06/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2014 → 07/2021
    Northwestern Mutual Investment Services, Llc
    Onalaska, WI
  • 03/2017 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2019 → 07/2021
    Trevor Erickson
    Sparta, WI
  • 07/2019 → 07/2021
    Mark Erickson
    Sparta, WI
  • 07/2019 → 07/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → 08/2020
    Holmen Parks And Rec
    Onalaska, WI
  • 07/2021 → 09/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2021 → 09/2022
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 09/2022 → Present
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-27
S63 Uniform Securities Agent State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2022-09-27
  • S63 Uniform Securities Agent State Law Examination
    2014-12-05
Other Names
  • Kimberly Johnson
  • Kimberly Antonia Johnson
  • Kimberly Antonia Clausen

View on SEC IAPD

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