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Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29

Branch Locations

1138 N Alma School Rd, Mesa, AZ 85201 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-16
  • AZ RA
    APPROVED
    Since 2024-08-16

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2013 07/2024
Galloway Asset Management, Llc Mesa AZ 07/2024 Present
Modern Wealth Management, Llc Mesa AZ 08/2025 Present
  • 09/2013 → 07/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2024 → Present
    Galloway Asset Management, Llc
    Mesa, AZ
  • 08/2025 → Present
    Mesa, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Designations
  • Certified Financial Planner
Other Names
  • Brian Dean Jutting

View on SEC IAPD

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