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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-05 |
Branch Locations
4450 East Main Street, Mesa, AZ 85205 • United States
3075 West Chandler Boulevard, Chandler, AZ 85226 • United States
830 North 56Th Street, Chandler, AZ 85226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Scottsdale | AZ | 03/2019 | 06/2024 |
| Bokf, Na | Scottsdale | AZ | 03/2016 | 03/2019 |
| Pnc Investments Llc | Mesa | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-08 |
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