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Account
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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-07-08 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
265 North Main St. Ste 1, Wallingford, CT 06492 • United States
265 North Main St. Ste 1, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corp. | Lynnfield | MA | 08/2013 | 09/2016 |
| Woodbury Financial Services Inc | Wallingford | CT | 09/2016 | 07/2022 |
| Lpl Financial, Llc | Wallingford | AZ | 07/2022 | Present |
1. 11/01/2011 - GINSBERG FINANCIAL ADVISING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ WALLINGFORD, CT 2. 05/04/2022 - SOFTWARE SALES/ OTHER - SOFTWARE SALES/ NOT INVESTMENT RELATED/ 35%/ BOSTON, MA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-27 |
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