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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-30 |
| UT | RA | APPROVED | 2016-11-08 |
Branch Locations
5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
SOLE OWNER OPERATOR; NOT INV RELATED;SHERIDAN ,WY; SELLING DIGITAL PRODUCTS;100% OWNERSHIP; START DATE: 05/04/2026; 7 HRS PER MONTH; 0 HRS DURING TRADING; CHARLEE SHADOAN ROVER DOG SITTER/WALKER ; NOT INV RELATED;CHARLOTTE,NC; WALK DOGS AND DOG SIT ;100% OWNERSHIP; START DATE: 05/05/2026; 6 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-22 |
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