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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-04
MI RA APPROVED 2020-10-23
  • TX RA
    APPROVED_RES
    Since 2022-04-04
  • MI RA
    APPROVED
    Since 2020-10-23

Branch Locations

230 N 2Nd St Ste 200, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Howell MI 07/2016 10/2020
Mml Investors Services, Llc Howell MI 07/2016 10/2020
Ae Financial Services, Llc Topeka KS 10/2020 Present
Ae Wealth Management, Llc Topeka KS 10/2020 Present
Strickler Jones Financial Grop Garden City MI 01/2019 06/2021
Mml Investors Services, Llc Howell MI 07/2016 10/2020
Jones Retirement Advisors, Llc Brighton MI 06/2021 Present
  • 07/2016 → 10/2020
    Massachusetts Mutual Life Insurance Company
    Howell, MI
  • 07/2016 → 10/2020
    Howell, MI
  • 10/2020 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 10/2020 → Present
    Topeka, KS
  • 01/2019 → 06/2021
    Strickler Jones Financial Grop
    Garden City, MI
  • 07/2016 → 10/2020
    Howell, MI
  • 06/2021 → Present
    Jones Retirement Advisors, Llc
    Brighton, MI
Previous Registrations
  • 2017-03-25 → 2020-10-26
    Southfield, MI
    Brighton, MI
  • 2016-11-23 → 2017-03-25
    Msi Financial Services, Inc.
    Southfield, MI
  • 2016-04-26 → 2016-11-18
    Msi Financial Services, Inc.
    Southfield, MI
  • 2011-02-02 → 2016-04-22
    Taylor, MI
Other Businesses

1.) JONES RETIREMENT ADVISORS, LLC; YES INVESTMENT RELATED; 230 N SECOND STREET; INSURANCE SALES; OWNER AND FINANCIAL ADVISOR; START DATE 06/2021; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/2020; APPROX 20 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-23
S63 Uniform Securities Agent State Law Examination 2006-05-31
  • S65 Uniform Investment Adviser Law Examination
    2010-08-23
  • S63 Uniform Securities Agent State Law Examination
    2006-05-31
Other Names
  • Brad Jones

View on SEC IAPD

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