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505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2017-12-21 |
Branch Locations
505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Salt Lake City | UT | 08/2013 | 09/2016 |
| Alps Distributors Inc. | Denver | CO | 12/2016 | Present |
| Wasatch Advisors, Lp. | Salt Lake City | UT | 10/2016 | Present |
WASATCH ADVISORS LP, INVESTMENT RELATED, 505 WAKARA WAY 3RD FLOOR SALT LAKE CITY UT 84108, RIA, ANALYST RELATIONS AND MARKETING, 10/2016, 160 HRS/MON, 130 HRS/MON DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-18 |
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