Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-22
IN RA APPROVED 2014-02-20
  • TX RA
    APPROVED_RES
    Since 2015-01-22
  • IN RA
    APPROVED
    Since 2014-02-20

Branch Locations

3000 E. Morgan Ave Suite A, Evansville, IN 47711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Evansville IN 01/2015 Present
  • 01/2015 → Present
    Stifel Nicolaus & Co Inc
    Evansville, IN
Previous Registrations
  • 2013-11-11 → 2014-12-26
    Evansville, IN
    Maryland Heights, MO
    Maryland Heights, MO
Other Businesses

1. Ark Crisis Child Care Center; 415 Lincoln Ave Evansville IN 47713; non-profit Child Care Center; Board Member; Board Member for a local non-profit. Attends monthly meetings and makes decisions in regards to the organization; affiliation started 02/23/2017; 1.0 hours per month; not during securities trading hours; not investment-related. 2. Thomas A & Sharon K Ruder Foundation Inc.; P.O. Box 2482 Evansville IN 47728; Private Family Foundation; Vice President; discussion with other members on how we shall distribute funds to local charities; 01/20/2013; 4.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 3. CMDH LLC; PO Box 2075 IN 47728; Real Estate Investments; Single Owner LLC; All appropriate duties of operation; 01/23/2019; 2.00 Hour(s) Per Month; Not during securities trading hours; Investment-Related. 4. CMBA LLC; P.O. Box 2075, Evansville, IN 47728; Single Owner LLC; Real Estate Investments; 02/14/2019; 1 hour per month; not during securities trading hours; investment-related. 5. Hanover College; 495 College Avenue Hanover IN 47243; Non-Profit Higher Education College; Trustee; The board of trustees is responsible for developing and approving the school's mission, strategic goals and objectives, and establishing policies related to programs and services; 05/21/2021; 50.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-07
  • S66 Uniform Combined State Law Examination
    2013-11-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Evansville, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor