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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-22 |
| IN | RA | APPROVED | 2014-02-20 |
Branch Locations
3000 E. Morgan Ave Suite A, Evansville, IN 47711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Evansville | IN | 01/2015 | Present |
1. Ark Crisis Child Care Center; 415 Lincoln Ave Evansville IN 47713; non-profit Child Care Center; Board Member; Board Member for a local non-profit. Attends monthly meetings and makes decisions in regards to the organization; affiliation started 02/23/2017; 1.0 hours per month; not during securities trading hours; not investment-related. 2. Thomas A & Sharon K Ruder Foundation Inc.; P.O. Box 2482 Evansville IN 47728; Private Family Foundation; Vice President; discussion with other members on how we shall distribute funds to local charities; 01/20/2013; 4.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 3. CMDH LLC; PO Box 2075 IN 47728; Real Estate Investments; Single Owner LLC; All appropriate duties of operation; 01/23/2019; 2.00 Hour(s) Per Month; Not during securities trading hours; Investment-Related. 4. CMBA LLC; P.O. Box 2075, Evansville, IN 47728; Single Owner LLC; Real Estate Investments; 02/14/2019; 1 hour per month; not during securities trading hours; investment-related. 5. Hanover College; 495 College Avenue Hanover IN 47243; Non-Profit Higher Education College; Trustee; The board of trustees is responsible for developing and approving the school's mission, strategic goals and objectives, and establishing policies related to programs and services; 05/21/2021; 50.00hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-07 |
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