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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-11-09 |
| TX | RA | APPROVED | 2022-05-05 |
| WI | RA | APPROVED | 2022-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Green Bay | WI | 02/2017 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2017 | 01/2022 |
| Northwestern Mutual Investment Services Llc | De Pere | WI | 05/2017 | 01/2022 |
| Regions Bank | Charlotte | NC | 07/2016 | 02/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2017 | 01/2022 |
| Thrivent Investment Management Inc | Green Bay | WI | 01/2022 | Present |
| Thrivent Financial | Appleton | WI | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-10 |
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