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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2014-10-03
  • KS RA
    APPROVED
    Since 2014-10-03

Branch Locations

320 West Central Suite C, Andover, KS 67002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2013 06/2020
David L. Adams & Associates, Inc. Andover KS 01/2013 Present
Equitable Advisors, Llc New York NY 08/2013 Present
  • 08/2013 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2013 → Present
    David L. Adams & Associates, Inc.
    Andover, KS
  • 08/2013 → Present
    New York, NY
Other Businesses

1. David L Adams & Associates Inc; 320 W Central Ave, Andover, KS 67002; Tax Preparer; Start 1/1/2013; Approximately 240 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-31
  • S66 Uniform Combined State Law Examination
    2014-07-31

View on SEC IAPD

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