Dennis K Greenwood

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-29
KS	RA	APPROVED	2008-01-23

TX RA
APPROVED_RES

Since 2016-08-29
KS RA
APPROVED

Since 2008-01-23

Branch Locations

1400 Terradyne Drive Suite 231, Andover, KS 67002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Andover	KS	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Andover, KS

Previous Registrations

1997-09-12 → 2008-02-01

Citigroup Global Markets Inc.

Wichita, KS

Wichita, KS

Other Businesses

INNOVATIVE WEALTH STRATEGIES, LLC, INV RELATED, ANDOVER, KS, 100% OWNERSHIP, START: 3/17/2008, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-11
S63	Uniform Securities Agent State Law Examination	1980-11-25

S65 Uniform Investment Adviser Law Examination

1996-01-11
S63 Uniform Securities Agent State Law Examination

1980-11-25

Other Names

Duke Greenwood

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews