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Mark Bradley Keene

Osaic Wealth, Inc.

Andover, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • KS RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

1400 Terradyne Drive #228, Andover, KS 67002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Wichita KS 05/1998 06/2021
Nylife Securities Inc. Wichita KS 05/1998 06/2021
Keene Insight Financial Strategies, Llc Wichita KS 11/2004 Present
Eagle Strategies Llc Wichita KS 10/2020 06/2021
Woodbury Financial Services Inc Wichita KS 06/2021 01/2024
Osaic Wealth, Inc. Andover KS 01/2024 Present
  • 05/1998 → 06/2021
    New York Life Insurance Company
    Wichita, KS
  • 05/1998 → 06/2021
    Nylife Securities Inc.
    Wichita, KS
  • 11/2004 → Present
    Keene Insight Financial Strategies, Llc
    Wichita, KS
  • 10/2020 → 06/2021
    Wichita, KS
  • 06/2021 → 01/2024
    Woodbury Financial Services Inc
    Wichita, KS
  • 01/2024 → Present
    Andover, KS
Previous Registrations
  • 2021-06-21 → 2024-01-19
    Woodbury Financial Services, Inc.
    Wichita, KS
    Andover, KS
    Chesterfield, MO
  • 2020-11-03 → 2021-07-02
    Wichita, KS
Other Businesses

1) INSURANC POSITION: Agent NATURE: Brokering life, fixed annuity, LTC and disability insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2022 ADDRESS: 1400 Terradyne Drive, Suite 228, Andover KS 67002, United States DESCRIPTION: Providing insurance solutions where appropriate 2) KEENE INSIGHT FINANCIAL STRATEGIES, LLC POSITION: Founder / CEO NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2022 ADDRESS: 1400 Terradyne Drive, Suite 228, Andover KS 67002, United States DESCRIPTION: This is just a DBA for the financial services business which includes the already disclosed brokerage and my work as a Financial Advisor / Registered Representative. 3) TERRACE HOA POSITION: Vice President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 13251 E. Glen Creek, Wichita KS 67230, United States DESCRIPTION: Go to Board Meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
S63 Uniform Securities Agent State Law Examination 1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02

View on SEC IAPD

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