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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-17 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
17044 Lexington Blvd, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sugar Land | TX | 12/2021 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 12/2021 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Chino Hills | CA | 05/2018 | 06/2019 |
| Hsbc Bank | Walnut | CA | 07/2019 | 08/2021 |
| Wells Fargo Bank | Alhambra | CA | 06/2015 | 05/2017 |
| Unemployed | Rosenberg | TX | 09/2021 | 11/2021 |
| Hsbc Bank | Alhambra | CA | 05/2017 | 05/2018 |
| Hsbc Securities (Usa) Inc | Jurupa Valley | CA | 07/2019 | 08/2021 |
| J.P. Morgan Securities Llc | Jurupa Valley | CA | 06/2018 | 06/2019 |
| Hsbc Securities (Usa) Inc | Jurupa | CA | 05/2017 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Alhambra | CA | 09/2015 | 05/2017 |
| Wells Fargo Clearing Services, Llc | Sugar Land | TX | 12/2022 | Present |
| Wells Fargo Bank, Na | Sugar Land | TX | 12/2022 | Present |
| Unemployed | Rosenberg | TX | 04/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-13 |
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