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Krystina Alyssa Cruz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-19
FL RA APPROVED 2024-10-15
  • TX RA
    APPROVED_RES
    Since 2024-10-19
  • FL RA
    APPROVED
    Since 2024-10-15

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Ft Lauderdale FL 08/2013 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-22
  • S66 Uniform Combined State Law Examination
    2014-11-22
Other Names
  • Krystina Cruz
  • Krystina Alyssa Cruz

View on SEC IAPD

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