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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-23 |
Branch Locations
13520 Evening Creek Dr N Ste 500, San Diego, CA 92128 • United States
Ramona, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Escondido | CA | 04/2011 | Present |
| Wells Fargo Advisors Llc | Escondido | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Escondido | CA | 11/2016 | Present |
REDS WHITES BREWS; NOT INV RELATED; RAMONA, CA; BARTENDER; START DATE 7/1/2024; 10 HOURS PER MONTH; 0 DURING TRADING; PREPARING AND SERVING DRINKS TO CUSTOMERS. RENTAL PROPERTY, INVT RELATED, KANSAS CITY, KS, 100% OWNERSHIP, START DATE 12/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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