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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-04 |
Branch Locations
2141 Rosecrans Ave, El Segundo, CA 90245 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-30 |
Branch Locations
2141 Rosecrans Ave, El Segundo, CA 90245 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Networks Llc | El Segundo | CA | 08/2013 | 10/2019 |
| Cetera Advisors Llc | Denver | CO | 08/2013 | 10/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2013 | 10/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2013 | 10/2019 |
| Wells Fargo Bank | El Segundo | CA | 09/2022 | Present |
| Wells Fargo Clearing Services | El Segundo | CA | 09/2022 | Present |
| Bny Mellon, Na | Los Angeles | CA | 10/2019 | 08/2022 |
RENTAL PROPERTY - 401 FLAGLER LANE; INV RELATED; REDONDO BEACH, CA; RENTAL PROPERTY ;100% OWNERSHIP; START DATE: 07/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING HOURS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
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