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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-10
IN RA APPROVED 2019-05-17
  • TX RA
    APPROVED_RES
    Since 2025-10-10
  • IN RA
    APPROVED
    Since 2019-05-17

Branch Locations

21 Se Third Street Ste 500, Evansville, IN 47620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Evansville IN 08/2013 10/2018
J.J.B. Hilliard Wl Lyons Evansville IN 10/2018 04/2019
Proequities, Inc. Evansville IN 05/2019 09/2020
Avantax Planning Partners, Inc. Evansville IN 05/2019 04/2022
Avantax Investment Services, Inc. Evansville IN 09/2020 09/2025
Avantax Planning Partners Evansville IN 05/2019 Present
Always Leopard, Llc Evansville IN 10/2024 Present
Cetera Wealth Services, Llc Evansville IN 09/2025 Present
  • 08/2013 → 10/2018
    Jjb Hilliard Wl Lyons Llc
    Evansville, IN
  • 10/2018 → 04/2019
    J.J.B. Hilliard Wl Lyons
    Evansville, IN
  • 05/2019 → 09/2020
    Proequities, Inc.
    Evansville, IN
  • 05/2019 → 04/2022
    Evansville, IN
  • 09/2020 → 09/2025
    Avantax Investment Services, Inc.
    Evansville, IN
  • 05/2019 → Present
    Avantax Planning Partners
    Evansville, IN
  • 10/2024 → Present
    Always Leopard, Llc
    Evansville, IN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Evansville, IN
Previous Registrations
  • 2013-12-02 → 2019-04-26
    J.J.B. Hilliard, W.L. Lyons, Llc
    Evansville, IN
Other Businesses

1) AVANTAX PLANNING PARTNERS POSITION: Financial Planning Consultant NATURE: AVANTAX PLANNING PARTNERS, INC.POSITION: Financial Planning Consultant NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2019 ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002, United States INVESTMENT RELATED: Yes DESCRIPTION: I am employed by Avantax Planning Partners, Inc. to serve as a financial Planning Consultant. I work with CPAs to identify their clients that could benefit from financial planning services and work with individual clients who also chose to engage in planning and investments with Avantax Planning Partners, Inc 2) ALWAYS LEOPARD, LLC POSITION: owner NATURE: I make personalized and customized clothing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1332 Halsey Ave, Evansville IN 47720, United States DESCRIPTION: I make custom clothing items, per customer requests.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-30
  • S66 Uniform Combined State Law Examination
    2013-11-30
Other Names
  • Nicole Ary
  • Nicole Michelle Ary
  • Nicole Michelle Wagner
  • Nicole Ary Boren

View on SEC IAPD

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