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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-23
  • CA RA
    APPROVED
    Since 2024-04-23

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Santa Monica, CA • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 12/2014 Present
N/A Los Angeles CA 03/2011 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Avantax Investment Services Dallas TX 04/2024 09/2025
Avantax Advisory Services El Segundo CA 04/2024 09/2025
Avantax Planning Partners El Segundo CA 04/2024 Present
  • 12/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2011 → Present
    N/A
    Los Angeles, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2024 → 09/2025
    Avantax Investment Services
    Dallas, TX
  • 04/2024 → 09/2025
    Avantax Advisory Services
    El Segundo, CA
  • 04/2024 → Present
    Avantax Planning Partners
    El Segundo, CA
Previous Registrations
  • 2024-04-23 → 2025-09-05
    Avantax Advisory Services
    El Segundo, CA
    Santa Monica, CA
Other Businesses

1. NAME OF OTHER BUSINESS: NATALYA ZERNITSKAYA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: THEATRICAL PRODUCTIONS; START DATE: 02/2011; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FREELANCE STAGE MANAGER, PROPERTIES DESIGNER, ASSISTANT STAGE MANAGER. 2. NAME OF OTHER BUSINESS: CITY OF SANTA MONICA, INVESTMENT RELATED: NO, ADDRESS: 1685 MAIN STREET, SANTA MONICA, CA 90401, NATURE OF BUSINESS: CIVIC GOVERNMENT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: CITY COUNCIL MEMBER, APX NUMBER OF HOURS PER WEEK: 15 - 20, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SETTING PRIORITIES FOR CITY, ALLOCATING BUDGET, ATTENDING AND PARTICIPATING IN MEETINGS, CONSTITUENT COMMUNICATIONS AND OUTREACH; 3. NAME OF OTHER BUSINESS: CLIMATE ACTION SANTA MONICA; INVESTMENT RELATED: NO; ADDRESS: SANTA MONICA, CA; NATURE OF BUSINESS: NON PROFIT / CLIMATE CHANGE; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SERVE AS COMMUNITY CHAMPION AND AMBASSADOR FOR CLIMATE ACTION SANTA MONICA, ITS PROGRAMS AND FOR SOLUTIONS TO CLIMATE CHANGE; 4. NAME OF OTHER BUSINESS: INTERNATIONAL WOMEN'S RESOURCE CENTER; INVESTMENT RELATED: NO; ADDRESS: 10586 WEST PICO BLVD UNIT 5063 LOS ANGELES, CA 90064; NATURE OF BUSINESS: NON PROFIT ; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 2; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 2 ; BRIEF DESCRIPTION OF DUTIES: RECORD MINUTES OF BOARD MEETING, KEEPER OF RECORDS, PROVIDE PUBLIC NOTICE OF MEETINGS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2015-11-09

View on SEC IAPD

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