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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-07 |
| CT | RA | APPROVED | 2024-11-11 |
| NY | RA | APPROVED | 2024-11-11 |
| TX | RA | APPROVED | 2024-11-11 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Distribution Company | Charlotte | NC | 08/2013 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2016 | 09/2024 |
| Bank Of America, N.A. | Charlotte | NC | 12/2016 | 09/2024 |
| Morgan Stanley | New York | NY | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-21 |
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