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1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-30 |
Branch Locations
1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gagnon Securities Llc | New York | NY | 09/2011 | Present |
Entity: Gagnon Administrative Services Investment Related :Yes Address: 1370 Avenue of the Americas 26th Floor NY NY 10019Nature of Business: Collect fees from the affiliated companies of Gagnon Securities Position Title Relationship: Member Number of Hours Monthly: 0Number of Hours Monthly during Trading Hours: 0Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative Services and Gagnon Securities Partners Fund Entity: Gagnon Securities Partners Fund /Gagnon Securities Private Partners Fund Investment Related: Yes Address: 1370 Avenue of the Americas 26th Floor NY NY 10019 Nature of Business: Invest and Reinvest the capital of the Gagnon Securities Position Title Relationship: Partner Number of Hours Monthly: As Needed Less than 5 Hours Number of Hours Monthly during Trading Hours: As Needed Less than 5 Hours Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative Services and Gagnon Securities Partners Fund Entity: Stickers By Swag Investment Related : No Address: 100 Luquer Street #6b, Brooklyn NY, 11231Nature of Business: Artwork sold as Stickers Position Title Relationship: Owner of Etsy Shop Start Date: 6/5/2020Number of Hours Monthly: 5 hours Number of Hours Monthly during Trading Hours: 0Duties: Owner of Etsy Shop artwork sold as stickers Entity: Viva Bastardo Investment Related: No Address: 62 Orchard Street New York, NY 10002Nature of Business: Social Media / Marketing Position Title Relationship: Consultant Start Date: Number of Hours Monthly: 10 hours Number of Hours Monthly during Trading Hours: 0Duties: Post / manage Social Media Content
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-07 |
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