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Carla Suski Sachs

Ameriprise Financial Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-21
NC RA APPROVED 2021-03-29
  • TX RA
    APPROVED_RES
    Since 2023-10-21
  • NC RA
    APPROVED
    Since 2021-03-29

Branch Locations

3600 Glenwood Ave Ste 130, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Durham NC 08/2016 11/2020
Securities America, Inc. Durham NC 11/2020 01/2021
Ameriprise Financial Services, Llc Raleigh NC 01/2021 Present
  • 08/2016 → 11/2020
    Ameriprise Financial Services, Inc.
    Durham, NC
  • 11/2020 → 01/2021
    Securities America, Inc.
    Durham, NC
  • 01/2021 → Present
    Ameriprise Financial Services, Llc
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2013-10-15
  • S66 Uniform Combined State Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2013-10-15
Other Names
  • Carla Veronica Suski Sachs
  • Carla S Sachs

View on SEC IAPD

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FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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