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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-28
TN RA APPROVED 2017-12-14
  • TX RA
    APPROVED_RES
    Since 2019-05-28
  • TN RA
    APPROVED
    Since 2017-12-14

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Rock AR 08/2013 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Wells Fargo Clearing Services, Llc Nashville TN 12/2017 Present
Unemployed Nashville TN 06/2017 12/2017
  • 08/2013 → 06/2017
    Little Rock, AR
  • 01/2015 → 06/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2017 → Present
    Nashville, TN
  • 06/2017 → 12/2017
    Unemployed
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-24
  • S66 Uniform Combined State Law Examination
    2013-10-24

View on SEC IAPD

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