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Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-24
  • WI RA
    APPROVED
    Since 2024-04-24

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voit & Company, Llc Brookfield WI 07/2013 11/2020
Annex Wealth Management, Llc Elm Grove WI 11/2020 04/2024
Spectrum Investment Advisors, Inc Mequon WI 04/2024 Present
Previous Registrations
  • 2020-12-15 → 2024-04-11
    Brookfield, WI
    Brookfield, WI
  • 2013-11-26 → 2021-03-31
    Voit & Company, Llc
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-25
  • S65 Uniform Investment Adviser Law Examination
    2013-11-25
Designations

View on SEC IAPD

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