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Erin Tobin Locke

Wells Fargo Clearing Services, LLC

Bee Cave, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-09
  • TX RA
    APPROVED
    Since 2018-04-09

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group Austin TX 07/2013 02/2018
Farmers Financial Solutions Austin TX 08/2013 02/2018
Wells Fargo Bank, Na Austin TX 01/2018 Present
Wells Fargo Clearing Services, Llc Austin TX 02/2018 Present
  • 07/2013 → 02/2018
    Farmers Insurance Group
    Austin, TX
  • 08/2013 → 02/2018
    Farmers Financial Solutions
    Austin, TX
  • 01/2018 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 02/2018 → Present
    Wells Fargo Clearing Services, Llc
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-09
S63 Uniform Securities Agent State Law Examination 2013-11-25
  • S65 Uniform Investment Adviser Law Examination
    2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2013-11-25
Other Names
  • Erin Layne Tobin
  • Erin Layne Tobin
  • Erin Tobin Locke

View on SEC IAPD

Other Firms

&PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHIMNEY ROCK EQUITY PARTNERS
COMPENDIUM WEALTH ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
PEAK ROCK CAPITAL LLC
SANCTUARY ADVISORS, LLC

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Other Offices

&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX
SANCTUARY ADVISORS, LLC · Austin, TX

More in Bee Cave, TX

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