James Tan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2019
  Seven Points Capital
  New York, NY
• 03/2019 → Present
  Morgan Stanley
  New York, NY

Other Businesses

*458723- Wonderland Network LLC; Investment related: No; Queens, New York; Video Content Creation & Collectible Card Sales; Partner, Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 48; Administrative, Content Creation & Collectible Card Sales

Exams

• S66 Uniform Combined State Law Examination
  2019-07-29
• S63 Uniform Securities Agent State Law Examination
  2015-11-23

Other Names

• James Tan
• James M Tan