Harrison Spencer Phillips

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 12/2017
  Secure Strategy Group, Llc
  New York, NY
• 01/2015 → 10/2019
  Viridian Capital Advisors, Llc
  New York, NY
• 09/2019 → 10/2019
  Bradley Woods & Co. Ltd.
  New York, NY
• 07/2017 → 09/2019
  Pickwick Capital Partners, Llc
  White Plains, NY
• 11/2019 → Present
  Stifel Nicolaus & Co Inc
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-01-09

Designations

• Chartered Financial Analyst

Other Names

• Harrison S Phillips
• Harrison Spencer Phillips
• Harrison Phillips