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Benjamin Gu

Morgan Stanley

New York, NY

CRD 6236719

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-14
  • NY RA
    APPROVED
    Since 2026-05-14

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2025 Present
Morgan Stanley New York NY 02/2019 08/2019
Unemployed New York NY 01/2016 01/2019
Unemployed New York NY 09/2019 06/2020
Ascent Investor Relations Llc New York NY 07/2020 06/2022
Various Freelance Work New York NY 08/2022 08/2025
  • 09/2025 → Present
    Morgan Stanley
    New York, NY
  • 02/2019 → 08/2019
    Morgan Stanley
    New York, NY
  • 01/2016 → 01/2019
    Unemployed
    New York, NY
  • 09/2019 → 06/2020
    Unemployed
    New York, NY
  • 07/2020 → 06/2022
    Ascent Investor Relations Llc
    New York, NY
  • 08/2022 → 08/2025
    Various Freelance Work
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-14
  • S66 Uniform Combined State Law Examination
    2026-05-14

View on SEC IAPD

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