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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Novato | CA | 05/2015 | 04/2017 |
| U.S. Bancorp Investments, Inc. | Novato | CA | 06/2015 | 04/2017 |
| Merrill Lynch | San Rafael | CA | 04/2017 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 05/2023 | 04/2024 |
| Golden 1 Credit Union | Sacramento | CA | 04/2024 | 07/2025 |
| Lpl Financial | Napa | CA | 04/2024 | Present |
| Redwood Credit Union | Napa | CA | 07/2025 | Present |
1. 07/28/2025 - Redwood Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date: 07/21/2025 - 160hr/mnth 120 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
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