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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-25 |
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Glen Echo | MD | 09/2013 | 03/2018 |
| Raymond James Financial Services Advisors Inc. | Glen Echo | MD | 06/2014 | 03/2018 |
| Law & Associates, Inc. | Glen Echo | MD | 08/2013 | 03/2018 |
| Lpl Financial Llc | Jamestown | NY | 04/2018 | 03/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 04/2018 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Jamestown | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-19 |
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